Wealth Distribution Risk & Compliance Analyst
Macquarie Group
Sydney
5d ago

Are you a Risk and Compliance professional with knowledge of retail wealth products, and the regulatory and compliance environment?

Join our Banking and Financial Services Group and start the next chapter in your career.

As part of the Wealth Distribution Risk team, you will work with senior risk and compliance professionals, lawyers and the business to actively identify and manage compliance risks for Macquarie’s Wealth Division, within the dynamically evolving Banking and Financial Services Group.

This role will see you report to the Head of Banking and Financial Services Wealth Distribution Risk, your responsibilities will include, but not limited to :

  • coordinating the management of incidents across the Wealth business, ensuring swift resolution, capturing lessons learnt and sharing them with other stakeholders where required
  • analysing and following up existing and emerging operational issues, including targeted projects or reviews
  • providing advice and education to business representatives on operational risk management and compliance matters
  • compiling management reports for senior stakeholders that outline current / historical risk performance of the business and identify key priorities
  • reviewing new business initiatives ensuring key operational risks are identified and managed and that appropriate stakeholders are engaged in the approval process
  • ensuring that risk and control self-assessments reflect the risk profile of the businesses, are current and comprehensive
  • responding to requests from various stakeholders including regulators, auditors and Macquarie senior management.
  • You will bring prior experience within Financial Compliance, Operational Risk, Internal or External Audit gained within an international financial institution or professional services firm with a sound working knowledge of the regulatory environment in which Macquarie operates.

    A tertiary degree in Finance or related area as well as relevant postgraduate degrees or professional qualifications (CA, CPA) are highly desirable.

    The role will suit an analytical and lateral thinker who enjoys solving problems whilst displaying strong interpersonal skills, allowing you to build relationships with stakeholders across the Banking and Financial Services Wealth ecosystem.

    This opportunity will need you to be tenacious and flexible, with a proven ability to sustain high levels of performance in a fast-paced, output-focused environment as well as display the ability to work both independently and collaboratively within a wide range of stakeholders.

    If you are keen to find out more information, then please apply via the links provided.

    About Banking and Financial Services

    Banking and Financial Services is Macquarie’s retail banking and financial services business, providing a diverse range of personal banking, wealth management, business banking and vehicle finance products and services to retail clients, advisers, brokers and business clients.

    Our commitment to Diversity and Inclusion

    Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different.

    At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance.

    If you're capable, motivated and can deliver, we want you on our team.

    We recognise that flexibility comes in a variety of forms. Talk to us about what flexibility you need.

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