This is a great opportunity work as a Manager within Compliance and join a global leader in providing financial services and products.
Strong prudential management has been a key to our success. The Banking and Financial Services Compliance Review Program operates within Banking and Financial Services Non-Financial Risk, an independent, centralised unit responsible for assessing and monitoring risks across Banking and Financial Services.
You will join the team as a Compliance Review Manager / Senior Analyst with a strong wealth compliance background supporting and reporting into the Head of Wealth Monitoring.
To assist in ensuring that Licensees meet their obligations in relation to providing financial services to clients, the Banking and Financial Services Wealth Management Compliance Monitoring Program Team conducts several compliance monitoring activities.
The team’s role is to :
The Compliance Monitoring Team adopts a risk based approach to performing independent monitoring activities to supplement the supervisory activities performed by the Licensees.
Banking and Financial Services Compliance recognises that the consistent provision of quality financial advice by competent and professional Representatives is core to ensuring valuable and ongoing customer relationships.
An effective Compliance Monitoring Team can play a valuable role in achieving this and therefore, should be mutually beneficial to the Representative, the Licensee and Macquarie
You will be responsible for :
If you wish to work in an environment where you own the opportunity to excel and develop your career, please apply by following the link.
Banking and Financial Services is Macquarie’s retail banking and financial services business, providing a diverse range of personal banking, wealth management, business banking and vehicle finance products and services to retail clients, advisers, brokers and business clients.
Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different.
At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance.
If you're capable, motivated and can deliver, we want you on our team.
We recognise that flexibility comes in a variety of forms. Talk to us about what flexibility you need.